-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JEepJGK/jIXo6MZrkKHIIan4vC4Dc2Y0qsKV+/j8hTG5YbWbS3cpNKKFaqz5C/05 CtKNC/BdpB3211RzqXgYMg== 0000950149-03-000188.txt : 20030131 0000950149-03-000188.hdr.sgml : 20030131 20030131123720 ACCESSION NUMBER: 0000950149-03-000188 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030131 GROUP MEMBERS: KAMAL DUGGIRALA FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUGGIRALA KAMAL CENTRAL INDEX KEY: 0001183854 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 2100 MILVIA STREET CITY: BERKELEY STATE: CA ZIP: 94704 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARRA INC /CA CENTRAL INDEX KEY: 0000878483 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 942993326 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42152 FILM NUMBER: 03533916 BUSINESS ADDRESS: STREET 1: 2100 MILVIA ST CITY: BERKELEY STATE: CA ZIP: 94704-1113 BUSINESS PHONE: 5105485442 MAIL ADDRESS: STREET 1: 2100 MILVIA STREET CITY: BERKELEY STATE: CA ZIP: 94704 SC 13G 1 f87227sc13g.htm SCHEDULE 13G sc13g
 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1 )1

Barra, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

068313-10-5

(CUSIP Number)

November 8, 2002

Date of Event Which Requires Filing of this Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

         
[   ]
[   ]
[X]		     Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

         
CUSIP No. 068313-10-5   13G   Page 2 of 5 pages

(1)   NAMES OF REPORTING PERSONS
  I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
    Kamal Duggirala
(2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

      (a)   o
      (b)   o

(3)   SEC USE ONLY
 
(4)   CITIZENSHIP OR PLACE OF ORGANIZATION
    India

             
      (5)     SOLE VOTING POWER
            486,126*
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		           *Includes options to purchase 459,126 shares of the Issuer’s Common Stock that are currently exercisable or that become exercisable within 60 days after December 31, 2002, as determined in accordance with Rule 13d-3(d)(1). As of such date, Mr. Duggirala also holds options to purchase an additional 273,624 shares of the Issuer’s Common Stock that are not currently exercisable and that will not become exercisable within 60 days after the date hereof.
     
      (6)     SHARED VOTING POWER
            652,600
     
      (7)     SOLE DISPOSITIVE POWER
            486,126*
            *Includes options to purchase 459,126 shares of the Issuer’s Common Stock that are currently exercisable or that become exercisable within 60 days after December 31, 2002, as determined in accordance with Rule 13d-3(d)(1). As of such date, Mr. Duggirala also holds options to purchase an additional 273,624 shares of the Issuer’s Common Stock that are not currently exercisable and that will not become exercisable within 60 days after the date hereof.
     
      (8)     SHARED DISPOSITIVE POWER
            652,600

     
(9)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
    1,138,726
(10)   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
    Not Applicable
(11)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
  5.6%
(12)   TYPE OF REPORTING PERSON
    IN

 

 

         
CUSIP No. 068313-10-5   13G   Page 3 of 5 pages
     
ITEM 1(a)   NAME OF ISSUER
Barra, Inc.
     
ITEM 1(b)   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
    2100 Milvia Street
Berkeley, California 94704
     
ITEM 2(a)   NAME OF PERSON FILING
    Kamal Duggirala
     
ITEM 2(b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
    2100 Milvia Street, Berkeley, CA 94704 U.S.A.
     
ITEM 2(c)   CITIZENSHIP OR PLACE OF ORGANIZATION
    India
     
ITEM 2(d)   TITLE OF CLASS OF SECURITIES
    Common Stock
     
ITEM 2(e)   CUSIP NUMBER
    068313-10-5
     
ITEM 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
    Not Applicable
     
ITEM 4.   OWNERSHIP
    The information required by this Item 4 is set forth on the cover page of this Schedule 13G in Items 5-11 thereof and such Items are incorporated herein by reference. Of the 1,138,726 shares beneficially owned by the Reporting Person, 652,600 shares are held by the Reporting Person and his spouse as joint tenants with right of survivorship, 27,000 shares are held by the Reporting Person directly, and the remaining 459,126 shares are subject to options held by the Reporting Person that are currently exercisable or that become exercisable within 60 days after December 31, 2002. As of such date, the Reporting Person also holds options to purchase an additional 273,624 shares of the Issuer’s Common

 

 

         
CUSIP No. 068313-10-5   13G   Page 4 of 5 pages
     
    Stock that are not currently exercisable and that will not become exercisable within 60 days after the date hereof. See also Item 6 below. The share amounts and percentages reported as beneficially owned by the Reporting Person in this Schedule 13G are based upon 19,797,862 shares of the Issuer’s Common Stock outstanding as of November 6, 2002, as reported on the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2002, plus the number of shares issuable upon exercise of options held by the Reporting Person that are currently exercisable or that will become exercisable within 60 days after the date hereof.
     
ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
    Not Applicable
     
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
    The shares of Common Stock of the Issuer beneficially owned by the Reporting Person may be subject to community property laws where applicable.
     
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
    Not Applicable
     
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
    Not Applicable
     
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP
    Not Applicable
     
ITEM 10.   CERTIFICATION
    Not Applicable

 

 

         
CUSIP No. 068313-10-5   13G   Page 5 of 5 pages

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
    January 31, 2003
   
    Date
     
    /s/ Kamal Duggirala
   
    Signature
     
    Kamal Duggirala
   
    Name/Title

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